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Abstract Kelvin‐Helmholtz Instabilities (KHI) are known to be significant drivers of atmospheric turbulence. Recent observations show KHI forming with misaligned or angled billow segments that develop connecting vortex tubes and knots (T&K); these features promote distinctive, event‐defining instability and mixing characteristics that were not accounted for in prior idealized studies. Though T&K have been shown to increase mixing in KHI events with low Richardson numbers (Ri), their influence in weakly KH‐unstable, less‐idealized environments is unknown. Here we present modeling results of KHI in the stratosphere to assess the impact of T&K dynamics in weakly KH‐unstable environments. Radiosonde wind and temperature profiles from 22 February 2006 near Lamont, Oklahoma, measured vertically offset shear and stability peaks near 16.2 km with a minimum Ri = 0.11. Direct numerical simulations (DNS) of this event reveal decreasing shear and increasing stratification, where Ri increases to 0.2 as the shear and stratification peaks move to a common altitude. The resulting KHI exhibit T&K features forming adjacent to, and in superposition with, secondary convective instabilities (CI) rather than superseding them as in prior T&K studies with Ri = 0.05. Newly discovered “crankshaft” instabilities distort the billows and give rise to secondary KHI with delayed, elevated dissipation. KHI that exhibit T&K dynamics are found to accumulate % greater mixing than axially uniform KHI with equal or lower mixing efficiency. The substantial increase in mixing suggests significant contributions of T&K dynamics to KHI events throughout the atmosphere that remain unaddressed in general circulation models' turbulence parameterizations.more » « lessFree, publicly-accessible full text available May 16, 2026
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Abstract A companion paper by Fritts et al. reviews evidence for Kelvin–Helmholtz instability (KHI) “tube” and “knot” (T&K) dynamics that appear to be widespread throughout the atmosphere. Here we describe the results of an idealized direct numerical simulation of multiscale gravity wave dynamics that reveals multiple larger- and smaller-scale KHI T&K events. The results enable assessments of the environments in which these dynamics arise and their competition with concurrent gravity wave breaking in driving turbulence and energy dissipation. A larger-scale event is diagnosed in detail and reveals diverse and intense T&K dynamics driving more intense turbulence than occurs due to gravity wave breaking in the same environment. Smaller-scale events reveal that KHI T&K dynamics readily extend to weaker, smaller-scale, and increasingly viscous shear flows. Our results suggest that KHI T&K dynamics should be widespread, perhaps ubiquitous, wherever superposed gravity waves induce intensifying shear layers, because such layers are virtually always present. A second companion paper demonstrates that KHI T&K dynamics exhibit elevated turbulence generation and energy dissipation rates extending to smaller Reynolds numbers for relevant KHI scales wherever they arise. These dynamics are suggested to be significant sources of turbulence and mixing throughout the atmosphere that are currently ignored or underrepresented in turbulence parameterizations in regional and global models. Significance StatementAtmospheric observations reveal that Kelvin–Helmholtz instabilities (KHI) often exhibit complex interactions described as “tube” and “knot” (T&K) dynamics in the presence of larger-scale gravity waves (GWs). These dynamics may prove to make significant contributions to energy dissipation and mixing that are not presently accounted for in large-scale modeling and weather prediction. We explore here the occurrence of KHI T&K dynamics in an idealized model that describes their behavior and character arising at larger and smaller scales due to superposed, large-amplitude GWs. The results reveal that KHI T&K dynamics arise at larger and smaller scales, and that their turbulence intensities can be comparable to those of the GWs.more » « less
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Fritts et al. (J. Fluid Mech., vol. xx, 2022, xx) describe a direct numerical simulation of interacting Kelvin–Helmholtz instability (KHI) billows arising due to initial billow cores that exhibit variable phases along their axes. Such KHI exhibit strong ‘tube and knot’ dynamics identified in early laboratory studies by Thorpe ( Geophys. Astrophys. Fluid Dyn. , vol. 34, 1985, pp. 175–199). Thorpe ( Q.J.R. Meteorol. Soc. , vol. 128, 2002, pp. 1529–1542) noted that these dynamics may be prevalent in the atmosphere, and they were recently identified in atmospheric observations at high altitudes. Tube and knot dynamics were found by Fritts et al. ( J. Fluid. Mech. , 2022) to drive stronger and faster turbulence transitions than secondary instabilities of individual KH billows. Results presented here reveal that KHI tube and knot dynamics also yield energy dissipation rates $$\sim$$ 2–4 times larger as turbulence arises and that remain $$\sim$$ 2–3 times larger to later stages of the flow evolution, compared with those of secondary convective instabilities (CI) and secondary KHI accompanying KH billows without tube and knot influences. Elevated energy dissipation rates occur due to turbulence transitions by tube and knot dynamics arising on much larger scales than secondary CI and KHI where initial KH billows are misaligned. Tube and knot dynamics also excite large-scale Kelvin ‘twist waves’ that cause vortex tube and billow core fragmentation, more energetic cascades of similar interactions to smaller scales and account for the strongest energy dissipation events accompanying such KH billow evolutions.more » « less
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We perform a direct numerical simulation (DNS) of interacting Kelvin–Helmholtz instabilities (KHI) that arise at a stratified shear layer where KH billow cores are misaligned or exhibit varying phases along their axes. Significant evidence of these dynamics in early laboratory shear-flow studies by Thorpe ( Geophys. Astrophys. Fluid Dyn. , vol. 34, 1985, pp. 175–199) and Thorpe ( J. Geophys. Res. , vol. 92, 1987, pp. 5231–5248), in observations of KH billow misalignments in tropospheric clouds (Thorpe, Q. J. R. Meteorol. Soc. , vol. 128, 2002, pp. 1529–1542) and in recent direct observations of such events in airglow and polar mesospheric cloud imaging in the upper mesosphere reveals that these dynamics are common. More importantly, the laboratory and mesospheric observations suggest that these dynamics lead to more rapid and more intense instabilities and turbulence than secondary convective instabilities in billow cores and secondary KHI in stratified braids between and around adjacent billows. To date, however, no simulations exploring the dynamics and energetics of interacting KH billows (apart from pairing) have been performed. Our DNS performed for Richardson number $Ri=0.10$ and Reynolds number $Re=5000$ demonstrates that KHI tubes and knots (i) comprise strong and complex vortex interactions accompanying misaligned KH billows, (ii) accelerate the transition to turbulence relative to secondary instabilities of individual KH billows, (iii) yield significantly stronger turbulence than secondary KHI in billow braids and secondary convective instabilities in KHI billow cores and (iv) expand the suite of secondary instabilities previously recognized to contribute to KHI dynamics and breakdown to turbulence in realistic geophysical environments.more » « less
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We perform a direct numerical simulation (DNS) of interacting Kelvin–Helmholtz instabilities (KHI) that arise at a stratified shear layer where KH billow cores are misaligned or exhibit varying phases along their axes. Significant evidence of these dynamics in early laboratory shear-flow studies by Thorpe (Geophys. Astrophys. Fluid Dyn., vol. 34, 1985, pp. 175–199) and Thorpe (J. Geophys. Res., vol. 92, 1987, pp. 5231–5248), in observations of KH billow misalignments in tropospheric clouds (Thorpe, Q. J. R. Meteorol. Soc., vol. 128, 2002, pp. 1529–1542) and in recent direct observations of such events in airglow and polar mesospheric cloud imaging in the upper mesosphere reveals that these dynamics are common. More importantly, the laboratory and mesospheric observations suggest that these dynamics lead to more rapid and more intense instabilities and turbulence than secondary convective instabilities in billow cores and secondary KHI in stratified braids between and around adjacent billows. To date, however, no simulations exploring the dynamics and energetics of interacting KH billows (apart from pairing) have been performed. Our DNS performed for Richardson number Ri = 0.10 and Reynolds number Re = 5000 demonstrates that KHI tubes and knots (i) comprise strong and complex vortex interactions accompanying misaligned KH billows, (ii) accelerate the transition to turbulence relative to secondary instabilities of individual KH billows, (iii) yield significantly stronger turbulence than secondary KHI in billow braids and secondary convective instabilities in KHI billow cores and (iv) expand the suite of secondary instabilities previously recognized to contribute to KHI dynamics and breakdown to turbulence in realistic geophysical environments.more » « less
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Abstract. The Instabilities, Dynamics, and Energetics accompanying Atmospheric Layering (IDEAL) program was conceived to improve understanding of the dynamics of thin strongly stratified “sheet” and deeper weakly stratified “layer” (S&L) structures in the lower troposphere under strongly stable conditions. The field portion of the IDEAL program was conducted from 24 October to 15 November 2017 at Dugway Proving Ground, Utah, to target nighttime lower troposphere S&L conditions. It employed a synergistic combination of observations by multiple simultaneous DataHawk-2 (DH2) small unmanned aircraft systems (sUASs) and concurrent ground-based profiling by the NCAR Earth Observing Laboratory Integrated Sounding System (ISS) comprising a wind profiler radar and hourly high-resolution radiosonde soundings. DH2 measurement intervals as well as vertical (∼ 2–4 km) and horizontal (∼ 5–10 km) flight trajectories were chosen based on local high-resolution weather forecasting and guided by near-real-time ISS measurements. These flights combined simultaneous vertical and slant-path profiling, and/or horizontal racetrack sampling, spanning several hours before sunrise. High-spatial- and temporal-resolution data were downlinked in real time to enable near-real-time changes in DH2 flight paths based on observed flow features. The IDEAL field program performed 70 DH2 flights on 16 d, coordinated with 93 high-resolution radiosonde soundings. In this paper, raw and derived measurements from this campaign are outlined, and preliminary analyses are briefly described. This data set, along with “quick look” figures, is available for access by other researchers, as described herein.more » « less
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null (Ed.)Abstract A companion paper by Lund et al. (2020) employed a compressible model to describe the evolution of mountain waves arising due to increasing flow with time over the Southern Andes, their breaking, secondary gravity waves and acoustic waves arising from these dynamics, and their local responses. This paper describes the mountain wave, secondary gravity wave, and acoustic wave vertical fluxes of horizontal momentum, and the local and large-scale three-dimensional responses to gravity breaking and wave/mean-flow interactions accompanying this event. Mountain wave and secondary gravity wave momentum fluxes and deposition vary strongly in space and time due to variable large-scale winds and spatially-localized mountain wave and secondary gravity wave responses. Mountain wave instabilities accompanying breaking induce strong, local, largely-zonal forcing. Secondary gravity waves arising from mountain wave breaking also interact strongly with large-scale winds at altitudes above ~80km. Together, these mountain wave and secondary gravity wave interactions reveal systematic gravity-wave/mean-flow interactions having implications for both mean and tidal forcing and feedbacks. Acoustic waves likewise achieve large momentum fluxes, but typically imply significant responses only at much higher altitudes.more » « less
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